Precision. Compliance. Continuity.
Aeternis Fincon Limited is a UK-based financial consulting firm focused on regulatory reporting, compliance assurance, and specialist advisory support for financial services businesses.
We work with brokerages, investment firms, fintech businesses, and cross-border financial groups that need practical, hands-on support in meeting complex regulatory expectations with clarity and confidence.
Our approach is simple: understand the business, identify the regulatory risk, strengthen the reporting framework, and help management maintain ongoing confidence in the quality of compliance.
Our Philosophy
Regulatory compliance should not be treated as a box-ticking exercise.
For financial firms, reporting errors can create regulatory, operational, and reputational risk. We believe compliance should be embedded into day-to-day processes through clear ownership, reliable data, documented controls, and regular independent review.
Aeternis Fincon works as a practical partner to management teams, helping them strengthen confidence in their regulatory reporting and compliance arrangements.
Who we are
Aeternis Fincon was established to provide focused, senior-level consulting support to financial firms that require more than generic compliance advice.
We bring practical experience in financial markets operations, regulatory reporting, brokerage infrastructure, client onboarding, counterparty relationships, and regulatory liaison. This enables us to support clients not only with interpretation of requirements, but also with the actual implementation, review, and improvement of reporting processes.
Our strength lies in combining regulatory knowledge with real operational understanding.
Why Us
Practical Execution Capability
We understand how financial businesses operate across multiple regulatory and operational environments.
Senior Level Attention
Clients receive focused involvement from experienced professionals rather than generic templates or junior-led reviews.
Specialists Regulatory Reporting Focus
We understand the complexity of derivatives, CFDs, brokerage flows, delegated reporting, ARM/TR submissions, and post-trade reporting requirements.
Cross-Jurisdictional Understanding
We can support clients beyond advisory notes, including data review, file preparation, exception analysis, reporting logic checks, and control testing.
Our Core Expertise
We support firms across key areas of financial compliance and regulatory reporting, including:
EMIR Regulations
Review and supervision of transaction, position, valuation, collateral, and related reporting obligations.
MIFIR Regulations
Periodic review of reporting outputs to identify discrepancies early and address issues before they become regulatory concerns.
FCA Compliance Framework
Assistance with policies, controls, governance documentation, regulatory queries, and operational compliance processes.
Cross-Border Financial Advisory
Support for businesses operating across the UK, UAE, India, Mauritius, and other international financial jurisdictions.