Regulatory reporting audit for brokerages
Regulatory reporting audit for brokerages

About Aeternis Fincon

Specialist UK EMIR & MiFIR Regulatory Reporting Support

We help brokerages and UK investment firms meet their FCA regulatory reporting obligations with confidence through independent review, regulatory reporting audit and ongoing reporting supervision.

WHO WE ARE

Focused. Practical. Independent.

Aeternis Fincon is a UK-based regulatory reporting advisory firm specialising in UK EMIR and MiFIR services. We provide independent review, reporting audit and ongoing supervision to help firms strengthen reporting accuracy, controls and compliance.

We work closely with your teams to solve real-world reporting challenges and deliver practical, implementable solutions.

Saurav Garg, principal consultant, Aeternis Fincon
Saurav Garg, principal consultant, Aeternis Fincon

Saurav Garg

Founder & Principal Consultant

Saurav has worked in financial markets operations and regulatory reporting since 2012, with hands-on experience across UK EMIR, UK MiFIR, SFTR, CFTC reporting, brokerage operations, reporting controls and regulatory remediation.

He supports FCA-regulated brokerages and investment firms with practical review, correction, governance enhancement and ongoing supervision of regulatory reporting arrangements.

What We Focus On

uk emir reporting
uk emir reporting
UK EMIR Reporting
uk mifir reporting
uk mifir reporting
UK MiFIR Reporting
Regulatory Reporting Audit
fca regulatory reporting audit
fca regulatory reporting audit
Ongoing Reporting Supervision
ongoing fca regulatory reporting supervision
ongoing fca regulatory reporting supervision

End-to-end support for EMIR trade reporting and obligation compliance.

Accurate MiFIR transaction reporting for securities and derivatives.

Independent review and audit of reporting processes, data, controls and outputs.

Ongoing oversight and supervision to maintain reporting quality and regulatory readiness.

Why Aeternis Fincon

Specialist Focus:
Dedicated exclusively to UK EMIR and UK MiFIR support.

Specialist focus on fca regulatory reporting
Specialist focus on fca regulatory reporting
practical support for fca regulatory reporting
practical support for fca regulatory reporting
governance led approach on fca regulatory reporting
governance led approach on fca regulatory reporting
independent perspective on fca regulatory reporting
independent perspective on fca regulatory reporting

Practical Support:
Focused on identifying issues & helping firms improve outcomes.

Governance-Led Approach:
Strengthening controls, procedures & oversight arrangements.

Independent Perspective:
Objective review combined with commercial awareness.

Our Service Approach

Review

Diagnose
Correct
Strengthen

Understand your reporting framework and data.

Identify issues, root causes and risk areas.

Remediate errors and improve data quality.

Enhance controls, governance and ongoing oversight.